ERM - Associate

In this position, you will play a key role in implementing and maintaining the Operational Risk Framework across various entities. You will work closely with senior stakeholders to enhance risk awareness and ensure effective management of Operational Risk Events. Your collaboration with the business will help quantify risks and ensure compliance with established policies, while also facilitating training and providing critical information to risk committees.

Sure! Here’s a rephrased version that removes specific details and maintains a neutral tone:

Operational Risk Responsibilities:

  • Assist in implementing the Operational Risk Framework across multiple entities.

  • Organize workshops and focus groups to provide guidance to senior stakeholders on the fundamentals of Operational Risk.

  • Support the oversight and assessment of the business in recording and managing Operational Risk Events.

  • Contribute to the implementation of risk management technology solutions.

  • Collaborate with the business to help quantify Operational Risk.

  • Monitor compliance with operational risk policies and frameworks.

  • Facilitate training sessions and promote risk awareness.

  • Provide management information to risk committees, highlighting key risk and control issues, and track remediation plans for issues identified in internal and external reviews.

  • Stay vigilant for Conduct Risk issues, particularly those affecting client interests, market integrity, and competition due to inappropriate practices or behaviors.

Key Contacts/Working Relationships:

  • Front Office – Brokers, Traders & Desk Heads, Senior Management, Support Functions, Business Managers

Key Outputs and Performance Indicators:

  • Successful integration of Operational Risk Frameworks across the relevant entities.

  • Quality of risk event data recorded in operational systems.

  • Timely and accurate management information provided to senior management and risk committees.

Skills/Competencies Required:

  • 2+ years of relevant experience, preferably in the operational risk or enterprise risk department of a financial institution.

  • Strong management and communication skills.

  • Solid understanding of the capital markets business.

  • Familiarity with other operational risks, including IT security, business continuity planning, and regulatory compliance.

How to Apply: