Risk Management Coordination Team Lead
This role involves coordinating risk management activities, including committee management, interactions with auditors and regulators, and collaboration across various affiliated entities. The individual will escalate risk-related matters to senior leadership as necessary.
Responsibilities
Committee Governance
Assist in developing and enhancing market risk management and governance frameworks.
Plan and produce risk committee meetings, including agenda items, focal topics, and regular business matters.
Collaborate with stakeholders across departments to prepare and deliver timely, efficient, and impactful committee materials.
Manage and track action items from committees, ensuring accountability for agreed timelines.
Facilitation of Internal and External Oversight
Oversee management of internal audits and monitoring activities.
Coordinate regulatory reviews and exams with external bodies such as the FRB, NYDFS, NFA, CFTC, and FINRA.
Ensure timely delivery of required oversight materials and manage remediation of oversight findings.
Issues Management and Tracking
Maintain a comprehensive record of issues related to market and liquidity risk, including regulatory, audit, and self-identified issues.
Engage with issue owners to track and ensure progress on remediation activities.
Escalate potential delays in remediation efforts.
Knowledge
Familiarity with key risk concepts such as VaR, stress-testing standards, counterparty exposure, and reporting approaches.
Understanding of how subsidiaries fit within broader corporate and regulatory structures.
Communication and Leadership
Strong communication and relationship-building skills to work with internal teams, affiliates, and regulators.
Ability to collaborate effectively with global colleagues in risk management.
Analytical and reasoning skills to address complex situations within a risk management framework.
Strong project management and independent work capabilities.
Qualifications and Skills
Preferred Work Experience:
10+ years in risk governance or a closely related role.
Business fluency in English; knowledge of Japanese is advantageous.
Proficiency in VBA and Microsoft Office Suite.
Preferred Education/Certifications:
BA/BS degree required.
Additional Skills:
Ability to manage multiple priorities efficiently.
Cross-cultural communication skills, particularly with expatriates.